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Inactive

Michael Luke Fink

Mariner

El Segundo, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-16
  • CA RA
    APPROVED
    Since 2024-07-16

Branch Locations

1960 E Grand Ave Suite 410, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors Torrance CA 04/2023 07/2024
Highmark Capital Management (Union Bank Private Bank) San Francisco CA 09/2017 04/2023
U.S Trust Los Angeles CA 02/2014 11/2016
Unemployed Los Angeles CA 11/2016 09/2017
Mariner Wealth Advisors Overland Park KS 07/2024 Present
  • 04/2023 → 07/2024
    Ep Wealth Advisors
    Torrance, CA
  • 09/2017 → 04/2023
    Highmark Capital Management (Union Bank Private Bank)
    San Francisco, CA
  • 02/2014 → 11/2016
    U.S Trust
    Los Angeles, CA
  • 11/2016 → 09/2017
    Unemployed
    Los Angeles, CA
  • 07/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2023-08-11 → 2024-08-19
    Ep Wealth Advisors
    Torrance, CA
    Torrance, CA
  • 2007-05-21 → 2008-07-02
    Wells Fargo Investments, Llc
    Torrance, CA
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-19
  • S66 Uniform Combined State Law Examination
    2007-05-19
Designations
Other Names
  • Michael L. Fink

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA

More in El Segundo, CA

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