Joseph Snell Brocato

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Pasadena, CA
• 07/2016 → 02/2024
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2024
  Mml Investors Services, Llc
  Pasadena, CA
• 02/2024 → 12/2024
  Cetera Advisor Networks
  El Segundo, CA
• 02/2024 → Present
  Sovran Advisors Llc - Crd 329415
  Pasadena, CA

Previous Registrations

• 2017-03-25 → 2024-03-06
  Mml Investors Services, Llc
  Pasadena, CA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Pasadena, CA
  Los Angeles, CA
• 2010-04-06 → 2015-01-02
  New England Securities
  Pasadena, CA
  Woodland Hills, CA
• 2006-07-17 → 2010-03-22
  Equitable Advisors, Llc
  Woodland Hills, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2006; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GROWTH POINT SOLUTIONS INC.; INVESTMENT RELATED: NO; ADDRESS: CANYON COUNTRY, CA 91387 NATURE OF BUSINESS: BUSINESS/TAX PURPOSES; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COMPANY WAS CREATED, AND IS USED FOR, BUSINESS TAX PURPOSES AND IS NOT PUBLIC FACING. 3. NAME OF OTHER BUSINESS: UNLIKELY HERO PRODUCTIONS, LLC; INVESTMENT RELATED: NO; ADDRESS: GLENDALE, CA 91205; NATURE OF BUSINESS: LEGAL AND TAX PURPOSES RELATED TO THE CREATION AND DISTRIBUTION OF FILM/MEDIA CONTENT; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OVERSEE, AND ENGAGE IN, ACTIVITIES RELATED TO CREATING DOCUMENTARY FILMS AND RELATED MEDIA CONTENT; 4. NAME OF OTHER BUSINESS: JOSEPH BROCATO - AUTHOR; INVESTMENT RELATED: NO; ADDRESS: CANYON COUNTRY, CA 91387 NATURE OF BUSINESS: ACT AS AN AUTHOR UNDER OWN NAME; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WRITE ARTICLES FOR PUBLICATION IN FINANCIAL SERVICES RELATED PUBLICATION AND JOURNALS ON TOPICAL AREAS RANGING FROM PRACTICE MANAGEMENT TO BUSINESS MANAGEMENT AND SUCCESSION, LEADERSHIP DYNAMICS, AND PERFORMANCE AND MOTIVATIONAL STRATEGIES AND TACTICS; 5. NAME OF OTHER BUSINESS: JOSEPH BROCATO - FREELANCE CONSULTANT; INVESTMENT RELATED: NO; ADDRESS: CANYON COUNTRY, CA 91387 NATURE OF BUSINESS: FREELANCE CONSULTANT PERFORMED UNDER MY NAME AS A SOLE PROPRIETOR; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: FREELANCE CONSULTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: STRATEGIC COACHING CONSULTING SERVICES FOR FINANCIAL AND NON-FINANCIAL INDIVIDUALS AND BUSINESSES. SERVICES INCLUDE STRATEGIC AND TACTICAL BUSINESS COACHING, MARKETING AND BRANDING DEVELOPMENT, VIDEO PRODUCTION AND EDITING, PHOTOGRAPHY AND RETOUCHING, AND COPYWRITING AND DIAGNOSTIC DEVELOPMENT;

Exams

• S66 Uniform Combined State Law Examination
  2006-07-14

Other Names

• Joseph Brocato
• Joseph Brocato