Melissa Dawn Guttenberger

Current Employers

Employment History

• 08/2016 → Present
  Raymond James Financial Services, Inc.
  El Campo, TX
• 08/2016 → Present
  Raymond James Financial Services Advisors Inc.
  El Campo, TX
• 09/2016 → 01/2022
  Mass Mutual Financial Group
  El Campo, TX
• 09/2016 → 01/2022
  Principal
  El Campo, TX

Previous Registrations

• 2016-07-01 → 2016-08-19
  Lpl Financial Llc
  El Campo, TX

Other Businesses

(1)Name of Business: 100+ Women Who Care Wharton County Address: 165 Prairie Switch Rd, El Campo, TX, 77437, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 05/18/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Leading organization in it's initial forming and foundation. Will help promote and recruit women to meet twice a year to give to local charities. (2)Name of Business: MGM Wealth Management Address: 601 E Jackson St Ste C, El Campo, TX, 77437-6783, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of S-Corporation; market myself to the public as an advisor with Croix Wealth Management even though my S-Corp is MGM Wealth and I am an independent owner of my business and book of business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-29
• S63 Uniform Securities Agent State Law Examination
  2015-03-26