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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-05 |
Branch Locations
1301 North Mechanic Street, El Campo, TX 77437 • United States
1600 7Th St., Bay City, TX 77414 • United States
5501 Bissonnet St., Houston, TX 77081 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | El Campo | TX | 04/2014 | 12/2016 |
| Cetera Investment Services Llc | El Campo | TX | 04/2014 | 12/2016 |
| Prosperity Bank | El Campo | TX | 04/2014 | Present |
| Raymond James Financial Services, Inc. | El Campo | TX | 12/2016 | Present |
| Raymond James Financial Services Advisors Inc. | El Campo | TX | 12/2016 | Present |
(1)Name of Business: Prosperity Bank Address: 1301 N. Mechanic Street, El Campo, TX, 77437, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 04/09/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: ProsperityPrivate Investments Address: 1301 N. Mechanic Street, El Campo, TX, 77437, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/20/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
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