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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2016-09-14 |
Branch Locations
810 N Mechanic St, El Campo, TX 77437 • United States
El Campo, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Wharton/El Campo | TX | 04/2005 | 09/2016 |
| Amh Financial | El Campo | TX | 03/2012 | 09/2016 |
| Inertia Power | Houston | TX | 10/2013 | 09/2016 |
| Ims Securities, Inc. | Houston | TX | 05/2015 | 09/2016 |
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | El Campo | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 3833 FM 972, , Walburg, TX, 78626; Not Investment-Related; 11/01/2025 / Single Family; 539 Rainbow Rd, , Pagosa Springs, CO, 81147; Not Investment-Related; 12/23/2025. Business Ownership; AMH Financial LLC; ; Consulting; 2527 Wilson Rd El Campo, TX 77437, ,; Not Investment-Related; 09/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Cautivado Sunset LLC; Co-owner; Real Estate; 600 Sunset Ave, , Port Aransas, TX, 78373; Not Investment-Related; 07/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Wharton County Junior College; Trustee-Position 3; 911 Boling Highway Wharton, TX 77488, , Wharton, TX, 77488; Not Investment-Related; 02/01/2014; 0 hours per month; 0 during trading hours. Outside Employment; Inertia Power LP; Chief Financial Officer; Inertia Power Lp and its subsidiaries trade financial power using funds provided soley by the owner who is my brother.; 2527 Wilson Rd, , El Campo, TX, 77437; Not Investment-Related; 10/01/2013; 20 to 39 hours per month; 20 to 39 during trading hours / TarHawk Energy LP; Chief Financial Officer; Accounting; 2527 Wilson Rd, , El Campo, TX, 77437; Not Investment-Related; 02/16/2024; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Medina Robles; Family Limited partnership for inherited land; 15702 Diana Ln Houston, TX 77062, ,; ; 01/01/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-15 |
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