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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

721 Uta Blvd, Arlington, TX 76013 • United States

219 West Jackson, El Campo, TX 77437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Ivy League Retirement Planning Arlington TX 05/1985 Present
Concourse Financial Group Securities Inc Arlington TX 06/1997 02/2025
Concourse Financial Group Securities Inc Arlington TX 08/2004 02/2025
Cetera Wealth Services, Llc Arlington TX 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 05/1985 → Present
    (Dba) Ivy League Retirement Planning
    Arlington, TX
  • 06/1997 → 02/2025
    Concourse Financial Group Securities Inc
    Arlington, TX
  • 08/2004 → 02/2025
    Concourse Financial Group Securities Inc
    Arlington, TX
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Arlington, TX
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-08-17 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Carrollton, TX
    Dallas, TX
    Arlington, TX
    Dallas, TX
    El Campo, TX
    Birmingham, AL
Other Businesses

IVY LEAGUE WEALTH MANAGEMENT, LLC; Investment Related; 721 Uta Blvd, Arlington TX 76013; Financial Planning and Insurance; Managing Member; Start Date 03/2018; 25 hours per month with all of those hours occurring during trading hours; Arbitrator-FINRA, Expert Witness. >> TYCHE REALTY HOLDINGS, LLC; Investment Related; 721 Uta Blvd, Arlington, TX 76013; Real Estate Holdings; Member; Start Date 01/2000; 5 hours per month with all of those hours occurring during trading hours; My day to day involvement with this LLC is limited. FORT WORTH SCOTTISH RITE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1100 HENDERSON FORT WORTH TX 76102 NATURE OF BUSINESS: BOARD START DATE: 1/1/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETING, FORECASTS BUDGET , SET GOALS. GRAND COUNCIL OF ROYAL AND SELECT MASTERS OF TEXAS INVESTMENT RELATED: NO ADDRESS: PO BOX 296 WACO TX 76703 NATURE OF BUSINESS: BOARD START DATE: 6/1/2026 POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PERIODICALLY REVIEW THE INVESTMENT ACCOUNTS MONITOR PERFORMANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-16
S63 Uniform Securities Agent State Law Examination 1986-01-03
  • S66 Uniform Combined State Law Examination
    2004-08-16
  • S63 Uniform Securities Agent State Law Examination
    1986-01-03

View on SEC IAPD

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