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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Ivy League Retirement Planning | Arlington | TX | 05/1985 | Present |
| Concourse Financial Group Securities Inc | Arlington | TX | 06/1997 | 02/2025 |
| Concourse Financial Group Securities Inc | Arlington | TX | 08/2004 | 02/2025 |
| Cetera Wealth Services, Llc | Arlington | TX | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
IVY LEAGUE WEALTH MANAGEMENT, LLC; Investment Related; 721 Uta Blvd, Arlington TX 76013; Financial Planning and Insurance; Managing Member; Start Date 03/2018; 25 hours per month with all of those hours occurring during trading hours; Arbitrator-FINRA, Expert Witness. >> TYCHE REALTY HOLDINGS, LLC; Investment Related; 721 Uta Blvd, Arlington, TX 76013; Real Estate Holdings; Member; Start Date 01/2000; 5 hours per month with all of those hours occurring during trading hours; My day to day involvement with this LLC is limited. FORT WORTH SCOTTISH RITE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1100 HENDERSON FORT WORTH TX 76102 NATURE OF BUSINESS: BOARD START DATE: 1/1/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETING, FORECASTS BUDGET , SET GOALS. GRAND COUNCIL OF ROYAL AND SELECT MASTERS OF TEXAS INVESTMENT RELATED: NO ADDRESS: PO BOX 296 WACO TX 76703 NATURE OF BUSINESS: BOARD START DATE: 6/1/2026 POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PERIODICALLY REVIEW THE INVESTMENT ACCOUNTS MONITOR PERFORMANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-03 |
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