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Inactive

David Adam Sleeter

Ruggaard & Associates

Hudson, OH

Chicago, IL

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Current Employers
Ruggaard & Associates

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-12-07
IL RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • OH RA
    APPROVED
    Since 2023-12-07
  • IL RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

171 N Aberdeen St Suite 400, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 05/2013 10/2018
Heartland Capital Resources Oak Brook IL 05/2013 12/2020
Total Clarity Wealth Management Dba Sandy Bay, Llc Oak Brook IL 10/2013 12/2022
Lpl Financial Llc Oak Brook IL 10/2018 12/2020
Ruggaard & Associates Oak Brook IL 01/2023 Present
Sandy Bay, Llc Chicago IL 09/2020 Present
Sleeter-Drummond Llc Drummond Island MI 07/2020 Present
Sleeter Family Farm Corporation Mount Carroll IL 10/2018 Present
Sleeter Farms Nebraska Kimble County NE 10/2018 Present
  • 05/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2013 → 12/2020
    Heartland Capital Resources
    Oak Brook, IL
  • 10/2013 → 12/2022
    Total Clarity Wealth Management Dba Sandy Bay, Llc
    Oak Brook, IL
  • 10/2018 → 12/2020
    Lpl Financial Llc
    Oak Brook, IL
  • 01/2023 → Present
    Oak Brook, IL
  • 09/2020 → Present
    Sandy Bay, Llc
    Chicago, IL
  • 07/2020 → Present
    Sleeter-Drummond Llc
    Drummond Island, MI
  • 10/2018 → Present
    Sleeter Family Farm Corporation
    Mount Carroll, IL
  • 10/2018 → Present
    Sleeter Farms Nebraska
    Kimble County, NE
Previous Registrations
Other Businesses

SLEETER FARMS NEBRASKA not investment-related Kimble County, NE farming Secretary start date 10/1/2018 4 hours per month 0 hours during trading hours take meeting notes SLEETER FAMILY FARM CORPORATION not investment-related Golding Rd, Mount Carroll, IL farming Director start date 10/1/2018 2 hours per month 0 hours during trading hours Director at annual meetings SLEETER-DRUMMOND LLC not investment-related Drummond Island, MI real estate rental Member start date 7/15/2020 2 hours per month 0 hours during trading hours co-own and operate a rental vacation home on Drummond Island, MI SANDY BAY, LLC not investment-related private residence in Chicago, IL single member LLC for tax/investment purposes only Managing Member start date 9/2/2020 4 hours per month 0 hours during trading hours Managing Member at meetings, sign off on annual reports, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2013-10-10
Designations
Other Names
  • Dave Sleeter

View on SEC IAPD

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