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110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-12-07 |
| IL | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States
171 N Aberdeen St Suite 400, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2013 | 10/2018 |
| Heartland Capital Resources | Oak Brook | IL | 05/2013 | 12/2020 |
| Total Clarity Wealth Management Dba Sandy Bay, Llc | Oak Brook | IL | 10/2013 | 12/2022 |
| Lpl Financial Llc | Oak Brook | IL | 10/2018 | 12/2020 |
| Ruggaard & Associates | Oak Brook | IL | 01/2023 | Present |
| Sandy Bay, Llc | Chicago | IL | 09/2020 | Present |
| Sleeter-Drummond Llc | Drummond Island | MI | 07/2020 | Present |
| Sleeter Family Farm Corporation | Mount Carroll | IL | 10/2018 | Present |
| Sleeter Farms Nebraska | Kimble County | NE | 10/2018 | Present |
SLEETER FARMS NEBRASKA not investment-related Kimble County, NE farming Secretary start date 10/1/2018 4 hours per month 0 hours during trading hours take meeting notes SLEETER FAMILY FARM CORPORATION not investment-related Golding Rd, Mount Carroll, IL farming Director start date 10/1/2018 2 hours per month 0 hours during trading hours Director at annual meetings SLEETER-DRUMMOND LLC not investment-related Drummond Island, MI real estate rental Member start date 7/15/2020 2 hours per month 0 hours during trading hours co-own and operate a rental vacation home on Drummond Island, MI SANDY BAY, LLC not investment-related private residence in Chicago, IL single member LLC for tax/investment purposes only Managing Member start date 9/2/2020 4 hours per month 0 hours during trading hours Managing Member at meetings, sign off on annual reports, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-10 |
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