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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
2699 N. Tenaya Way, Las Vegas, NV 89128 • United States
3846 W. Sahara Avenue #3G, Las Vegas, NV 89102 • United States
370 North Stephanie Street, Henderson, NV 89014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Colorado Springs | CO | 10/2011 | 10/2016 |
| Wells Fargo Advisors, Llc | Colorado Springs | CO | 03/2015 | 10/2016 |
| T. Rowe Price | Colorado Springs | CO | 10/2016 | 06/2019 |
| Cuso Financial Sevices, L.P. | San Diego | CA | 06/2019 | 05/2025 |
| Lpl Financial Llc | Las Vegsa | NV | 05/2025 | Present |
1. 4/23/2025: America First Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-12 |
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