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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED | 2023-04-13 |
Branch Locations
7500 Dallas Parkway Suite 250, Plano, TX 75024 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors | Overland Park | KS | 04/2023 | Present |
| Waterway Wealth Management | Albuquerque | NM | 05/2013 | 02/2023 |
Data Annotation Tech, Investment related: N, Albuquerque NM, AI data entry tasks and projects, Data Entry, Jan 31, 2024, 10 hours per month, 0 hours during trading hours, data entry tasks and projects, rating responses and corresponding with a bot.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-28 |
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