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Clive Vernon Dixon

Citigroup Global Markets Inc.

New York, NY

New York, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-18
  • NY RA
    APPROVED
    Since 2021-11-18

Branch Locations

Cwm Retail, Sales 1330 First Avenue, New York, NY 10021 • United States

Citi Retail Banking 171 East 72Nd Street, New York, NY 10021 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue - 02, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Mamaroneck NY 05/2013 09/2016
Hsbc Bank Usa, N.A. New York NY 10/2016 10/2021
Citigroup New York NY 10/2021 Present
  • 05/2013 → 09/2016
    Wells Fargo Advisors, Llc.
    Mamaroneck, NY
  • 10/2016 → 10/2021
    Hsbc Bank Usa, N.A.
    New York, NY
  • 10/2021 → Present
    Citigroup
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-20
S63 Uniform Securities Agent State Law Examination 2013-07-10
  • S66 Uniform Combined State Law Examination
    2015-08-20
  • S63 Uniform Securities Agent State Law Examination
    2013-07-10
Other Names
  • Clive Vernon Dixon
  • Clive Vernon Dixon

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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