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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-21 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 09/2014 | 09/2020 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 03/2015 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2020 | Present |
1. *416519 -National Christian Foundation of South Florida; Investment related - No; FORT LAUDERDALE, Florida; Non-Profit; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 06/2018; During business hours: 2; After business hours: 1; 2. I*121911 For profit or not for profit: Non-Profit Organization Name of outside business organization: Boca Raton Christian School, Inc Investment related: Y Address of business: Boca Raton, Florida 33432 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/15/2019 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Boca Raton Christian School is a non profit 501(c)3 school in Boca Raton, FL that provides education for grades K-12. The responsibilities/tasks associated with this committee will be to help provide guidance to the Head of School.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-09 |
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