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Kenneth Jay Symes

Annex Wealth Management, LLC

Brookfield, WI

Mequon, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-09-18
  • WI RA
    APPROVED
    Since 2014-09-18

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

12200 Corporate Parkway, Suite 800, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc Bethesda MD 09/2014 12/2018
Annex Wealth Manangement, Llc Elm Grove WI 09/2014 Present
  • 09/2014 → 12/2018
    H. Beck, Inc
    Bethesda, MD
  • 09/2014 → Present
    Annex Wealth Manangement, Llc
    Elm Grove, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09
Other Names
  • Kenneth Symes

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
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