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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-27
CT RA APPROVED 2021-03-11
  • TX RA
    APPROVED
    Since 2026-01-27
  • CT RA
    APPROVED
    Since 2021-03-11

Branch Locations

628 Hebron Ave Ste 301, Glastonbury, CT 06033 • United States

56 Williams Ave 1St Floor, Mystic, CT 06355-2914 • United States

Branford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Group Radnor PA 05/2013 11/2019
Edward Jones St.LOuis MO 12/2019 02/2021
Ameriprise Financial Services, Inc. Glastonbury CT 03/2021 03/2021
Ameriprise Financial Services, Llc Glastonbury CT 03/2020 03/2020
Ameriprise Financial Services, Llc. Glastonbury CT 03/2021 Present
Previous Registrations
  • 2020-02-20 → 2021-03-01
    North Haven, CT
    Branford, CT
    St Louis, MO
    Branford, CT
Other Businesses

Business Ownership; Eleven Six Ventures; Business development, expense management, record keeping, business planning and review.; This will be utilized to manage the day-to-day operations and expenses of the practice.; 68 Deforest Dr., , Branford, CT, 6405; Investment-Related; 04/01/2023; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Eleven Six Ventures; Owner; ; 68 Deforest Drive, , Branford, CT, 06405; Investment-Related; 04/01/2023; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-19
S63 Uniform Securities Agent State Law Examination 2013-08-10
  • S66 Uniform Combined State Law Examination
    2020-02-19
  • S63 Uniform Securities Agent State Law Examination
    2013-08-10
Designations

View on SEC IAPD

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