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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
4214 Veterans Memorial Drive, Batavia, NY 14020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 07/2013 | Present |
| Esl Federal Credit Union | Rochester | NY | 10/2011 | 02/2017 |
| Esl Investment Services, Llc | Rochester | NY | 12/2013 | Present |
1. 07/11/2013 - No Business Name - Not Investment Related - Other-Notary - Time Spent 1%/ 2. 07/11/2013 - ESL Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/26/2017 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2017 - 1 Hours Per Month During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 4. 1/26/2023 - No Business Name - Not Investment Related - Location: Online - Rep's Business - Seller - Start Date - 01/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-11-14 |
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