Michael Sheridan York

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial, Llc
  Raleigh, NC
• 04/2015 → Present
  Independent Advisor Alliance
  Raleigh, NC

Previous Registrations

• 2012-04-11 → 2012-05-21
  Stratos Wealth Partners, Ltd
  Raleigh, NC
• 2011-01-18 → 2012-03-15
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 2006-09-06 → 2011-01-19
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2004-02-25 → 2006-04-26
  Morgan Stanley Dw Inc.
  Raleigh, NC
  Raleigh, NC
• 2002-06-21 → 2002-09-10
  Wells Fargo Advisors Financial Network, Llc
  Raleigh, NC
• 1999-10-28 → 2002-06-21
  Captrust Financial Advisors, Llc
  Raleigh, NC

Other Businesses

(1) 06/25/2013: BLACKBRIDGE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) (2) 08/13/2015: INDEPENDENT ADVISOR ALLIANCE - REGISTERED INVESTMENT ADVISOR HYBRID - (Hybrid) Independent Advisor Alliance - INV REL - At Reported Business Location(s) - Start 05/01/2015 - 30 Hr/Mo; 30 Hours During Securities Trading (3) 07/25/2016: Blackbridge Financial located at Mechanics and Farmers Bank - DBA for LPL Business (entity for LPL business) - Blackbridge Financial located at Mechanics and Far - INV REL - 2634 Durham-Chapel Hill Blvd # 101, Durham, NC 27707 - Start 07/19/2016 - I have relation ship with M&F Bank and wish to use their bank logo in conjunction with my own DBA name Blackbridge Financial. Yes, the bank employs non-securities licensed with LPL. I do not share office space. - 0 Hr/Mo (4) 03/13/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 04/01/2015 - 30 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity on 3/13/2018. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 04/08/2024 - Milner Insurance, All United Insurance, Highland Capital Brokerage, The Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2014 - 4 Hours Per Month/2 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-08-11

Other Names

• Michael Sheridan York