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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-09-27 |
Branch Locations
829 Asbury Dr. Suite 3, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 05/2016 | 12/2022 |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2016 | 12/2022 |
| American United Life | Baton Rouge | LA | 12/2022 | 09/2023 |
| Oneamerica Securities | Baton Rouge | LA | 01/2023 | 09/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2023 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/27/2023 2.RCH FINANCIAL SERVICES, 829 Asbury Dr., Suite 3, Mandeville LA 70471, United States, 829 Asbury Dr., 09/27/2022, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 2 HR/MO TRADING 3.GGM WEALTH ADVISORS, 829 Asbury Dr., Suite 3, Mandeville LA 70471, 09/29/2023, Owner, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 80 HR/MO TRADING 4. MEDTECH ANGELS, Covington, LA 70471, 08/2026, Member/Investor Network Participant, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-15 |
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