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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-09-27
  • LA RA
    APPROVED
    Since 2023-09-27

Branch Locations

829 Asbury Dr. Suite 3, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 05/2016 12/2022
The O.N. Equity Sales Company Cincinnati OH 06/2016 12/2022
American United Life Baton Rouge LA 12/2022 09/2023
Oneamerica Securities Baton Rouge LA 01/2023 09/2023
Cambridge Investment Research, Inc. Fairfield IA 09/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2023 Present
  • 05/2016 → 12/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 06/2016 → 12/2022
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 12/2022 → 09/2023
    American United Life
    Baton Rouge, LA
  • 01/2023 → 09/2023
    Oneamerica Securities
    Baton Rouge, LA
  • 09/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/27/2023 2.RCH FINANCIAL SERVICES, 829 Asbury Dr., Suite 3, Mandeville LA 70471, United States, 829 Asbury Dr., 09/27/2022, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 2 HR/MO TRADING 3.GGM WEALTH ADVISORS, 829 Asbury Dr., Suite 3, Mandeville LA 70471, 09/29/2023, Owner, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 80 HR/MO TRADING 4. MEDTECH ANGELS, Covington, LA 70471, 08/2026, Member/Investor Network Participant, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-18
S65 Uniform Investment Adviser Law Examination 2022-02-15
  • S63 Uniform Securities Agent State Law Examination
    2022-04-18
  • S65 Uniform Investment Adviser Law Examination
    2022-02-15
Other Names
  • James Matthew Hightower
  • James M Hightower

View on SEC IAPD

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