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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
12555 High Bluff Drive Suite 305, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | Oceanside | CA | 08/2016 | 05/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2022 | Present |
| Lincoln Capital Inc | San Diego | CA | 11/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FOUNDATION FOR PERSONAL FINANCIAL EDUCATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL EDUCATION TO THE GENERAL PUBLIC POSITION/TITLE/RELATIONSHIP: EDUCATIONAL SPEAKER START DATE: 1/2013 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EDUCATIONAL SPEAKER; 2. NAME OF OTHER BUSINESS: LINCOLN CAPITAL INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 11/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLANNING CONSULTING, IAR DUTIES, FINANCIAL PLANNING INCLUDING ANNUITIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-15 |
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