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Thomas Jacob Tolley

Tolley Financial Group, LLC

Raleigh, NC

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Current Employers
Tolley Financial Group, Llc

7101 Creedmoor Road Suite 123, Raleigh, NC 27613 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-09-03
  • NC RA
    APPROVED
    Since 2019-09-03

Branch Locations

7101 Creedmoor Road Suite 123, Raleigh, NC 27613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Copperleaf Capital, Llc Raleigh NC 01/2010 08/2019
Tolley Financial Group, Llc Raleigh NC 12/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-28
S66 Uniform Combined State Law Examination 2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    2014-02-28
  • S66 Uniform Combined State Law Examination
    2006-10-19
Other Names
  • Thomas Jacob Tolley
  • Thomas Jacob Tolley

View on SEC IAPD

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