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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
2774 Commerce Dr Nw Ste A, Rochester, MN 55901-2864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Rochester | MN | 02/2006 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Pine Island | MN | 07/2006 | 07/2021 |
| Farm Rent | Byron | MI | 12/2014 | 02/2019 |
| Millennial Properties Of Mn Llc | Rochester | MN | 07/2016 | 07/2021 |
| Yourhome Llc | Rochester | MN | 03/2017 | 08/2019 |
| Lb Llc | Pine Island | MN | 02/2019 | 02/2019 |
| Child Care Assistance | Byron | MN | 10/2009 | 02/2019 |
| Sf Llc | Pine Island | MN | 02/2019 | 07/2021 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1 ) 05/08/2015 - Act in a Fiduciary Capacity / Investment Related / 0HR / MO / 9520 County 105 RD NW, Pine Island, MN 55963 2) 03/27/2019 - Act in a Fiduciary Capacity / Investment Related / 0HR / MO /9520 County 105 RD NW, Pine Island, MN 55963 3) 2019 - Prinvest Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 2774 Commerce Dr NW, Rochester, MN 55901 4) 07/07/2022 - Millennial Properties of MN LLC - Investment Related - Rochester, MN 55901 - Real Estate Rental - Co-owner - Start Date - 06/06/2016 - 1 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-11 |
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