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732 S. 6Th St. #4119, Las Vegas, NV 89101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2013 | 09/2024 |
| Independent Financial Group, Llc | Honolulu | HI | 09/2024 | Present |
| Mission Financial Group, Llc | Honolulu | HI | 09/2024 | Present |
BGA INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/20 DESCRIPTION: Researching policy information for clients, recommending and soliciting insurance products. ALZHEIMERS ASSOCIATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Assist with event planning for the walk to end Alzheimer's MISSION FINANCIAL GROUP LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2024 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Financial Planning ASH BROKERAGE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2024 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Researching policy information for client, recommending and soliciting insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-23 |
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