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Current Employers
Mission Financial Group, Llc

732 S. 6Th St. #4119, Las Vegas, NV 89101 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-09-18
  • HI RA
    APPROVED
    Since 2024-09-18

Branch Locations

732 S. 6Th St. #4119, Las Vegas, NV 89101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2013 09/2024
Independent Financial Group, Llc Honolulu HI 09/2024 Present
Mission Financial Group, Llc Honolulu HI 09/2024 Present
Previous Registrations
  • 2013-12-02 → 2024-09-19
    Honolulu, HI
    Honolulu, HI
    St Louis, MO
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
Other Businesses

BGA INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/20 DESCRIPTION: Researching policy information for clients, recommending and soliciting insurance products. ALZHEIMERS ASSOCIATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Assist with event planning for the walk to end Alzheimer's MISSION FINANCIAL GROUP LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2024 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Financial Planning ASH BROKERAGE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2024 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Researching policy information for client, recommending and soliciting insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-23
  • S66 Uniform Combined State Law Examination
    2013-10-23

View on SEC IAPD

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