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Anthony Imre Varga

LPl Enterprise, LLC

Little Chute, WI

CRD 6192462

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-18
  • WI RA
    APPROVED
    Since 2026-08-18

Branch Locations

300 Patriot Drive Suite B, Little Chute, WI 54140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2013 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Green Bay WI 06/2023 08/2026
Bank Of America, N.A. Green Bay WI 08/2023 08/2026
Lpl Enterprise Llc Little Chute WI 08/2026 Present
Previous Registrations
Other Businesses

1. 8/6/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Kaukauna WI - OBA Start date: 06/03/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 8/6/2026 - ANTHONY VARGA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Kaukauna WI - OBA Start date: 06/03/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2013-07-12
Other Names
  • Anthony Imre Varga

View on SEC IAPD

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