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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-08-18 |
Branch Locations
300 Patriot Drive Suite B, Little Chute, WI 54140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2013 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Bay | WI | 06/2023 | 08/2026 |
| Bank Of America, N.A. | Green Bay | WI | 08/2023 | 08/2026 |
| Lpl Enterprise Llc | Little Chute | WI | 08/2026 | Present |
1. 8/6/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Kaukauna WI - OBA Start date: 06/03/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 8/6/2026 - ANTHONY VARGA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Kaukauna WI - OBA Start date: 06/03/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-12 |
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