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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-16 |
| WI | RA | APPROVED | 2012-12-19 |
Branch Locations
116 E Main St, Ste B, Little Chute, WI 54140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Little Chute | WI | 12/2012 | Present |
1. 11/11/2019 - Baby Steps Financial, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:12/2/2019 - 160 hrs/mo - 160 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
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