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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-06-20 |
Branch Locations
116 E Main St, Ste B, Little Chute, WI 54140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Menasha | WI | 06/2011 | Present |
1. 12/5/2011: BA Paulson Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/14/2012: Hardin Paulson LLC - Tapilo, MI - Other-Real Estate Property - Time Spent 1%. 3. 2/1/2013: BA Paulson Financial, LLC - Investment Related - At Reported Business Location - Time Spent 10% - Rent office space to LPL Financial Advisor, Dane Klintworth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-24 |
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