Brian Anthony Paulson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Lpl Financial Llc
  Menasha, WI

Previous Registrations

• 2007-06-08 → 2011-06-21
  Edward Jones
  Little Chute, WI
  St Louis, MO
  Kaukauna, WI

Other Businesses

1. 12/5/2011: BA Paulson Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/14/2012: Hardin Paulson LLC - Tapilo, MI - Other-Real Estate Property - Time Spent 1%. 3. 2/1/2013: BA Paulson Financial, LLC - Investment Related - At Reported Business Location - Time Spent 10% - Rent office space to LPL Financial Advisor, Dane Klintworth.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-24

Other Names

• Brian Paulson