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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-16
RI RA APPROVED 2015-05-14
  • TX RA
    APPROVED_RES
    Since 2018-01-16
  • RI RA
    APPROVED
    Since 2015-05-14

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Watertown, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Providence RI 02/2014 12/2017
Ubs Financial Services Inc Providence RI 02/2014 12/2017
Ubs Financial Services Inc Providence RI 12/2017 Present
Other Businesses

Community Boating Center / 109 India Street Providence,RI 02903 / Other/ Charities, Cultural, Educational & Political Organisations / Public water access for Providence/ Student sailing program/ community enrichment / Other / Member of board of directors and current secretary / attend meetings/ raise awareness / Start Date 5/8/2019/ Non Profit 501(c)3 / Community Boating Center / 109 India Street Providence,Rhode Island 02903 / Charity/ Charity / stem education / children / Other / Secretary / keeping meeting minutes, sending board members meeting calendar / Start Date 5/8/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-14
  • S66 Uniform Combined State Law Examination
    2015-05-14

View on SEC IAPD

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