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James Lynn Wadsworth

Morgan Stanley

Sandy, UT

Riverton, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-12-05
TX RA APPROVED 2024-12-02
  • UT RA
    APPROVED
    Since 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-02

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Riverton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 05/2013 11/2016
E*Trade Securities Llc Sandy UT 11/2016 09/2023
Morgan Stanley Sandy UT 01/2023 Present
  • 05/2013 → 11/2016
    E*Trade Securities Llc
    Sandy, UT
  • 11/2016 → 09/2023
    E*Trade Securities Llc
    Sandy, UT
  • 01/2023 → Present
    Morgan Stanley
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-01
S63 Uniform Securities Agent State Law Examination 2013-07-03
  • S66 Uniform Combined State Law Examination
    2024-12-01
  • S63 Uniform Securities Agent State Law Examination
    2013-07-03
Other Names
  • Jim Wadsworth

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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