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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| NY | RA | APPROVED | 2021-10-06 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | New York | NY | 01/2011 | Present |
| Mml Investors Services, Llc | New York | NY | 07/2011 | Present |
(1) NAME: GABE SCHULMAN/LENOX ADVISORS, INC INV REL: Y. ADDRESS: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016. NATURE: OUTSIDE INSURANCE; INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH. POSITION: SALES, AGENT. START DATE: 02/1/2011. No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 20. (2) NAME: GRAND EXHIBITIONS GROUP LLC INV REL: N ADD: 297 GRAND STREET, NEW YORK NY 10002. NATURE: RESTAURANT/BAR WORK. POSITION: OWNER. START DATE: 02/15/2013 No. HR/MO: 0.No. HR/MO DURING SEC TRADING: 0. (3) NAME: EXCELLENT OMANUTE, LLC. INV REL: N ADD: AT RESIDENTIAL ADDRESS. NATURE: OTHER - ART GALLERY. POSITION: OWNERSHIP. START DATE: 09/31/2015 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. (4) NAME: GREEN STREET HOMES, LLC. INV REL: Y ADD: AT RESIDENTIAL ADDRESS. NATURE: RENTAL INCOME. POSITION: PRINCIPLE. START DATE: 05/01/2022, No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. (5) NAME: PARALLEL WORLDS, INC., INV REL: N, ADD: AT RESIDENTIAL ADDRESS, NATURE: CONSULTING, POSITION: STRATEGIC CONSULTANT, START DATE: 04/20/2026, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: PROVIDE INSIGHT RELATING TO ART MARKETS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-07 |
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