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Kevin Fennell

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-15
CA RA APPROVED 2025-08-01
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • CA RA
    APPROVED
    Since 2025-08-01

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Diego CA 11/2017 08/2025
Unemployed Los Angeles CA 06/2017 11/2017
Bdo Los Angeles CA 09/2016 06/2017
Unemployed Los Angeles CA 05/2016 09/2016
Morgan Stanley Smith Barney Llc San Diego CA 08/2025 Present
  • 11/2017 → 08/2025
    Ubs Financial Services
    San Diego, CA
  • 06/2017 → 11/2017
    Unemployed
    Los Angeles, CA
  • 09/2016 → 06/2017
    Bdo
    Los Angeles, CA
  • 05/2016 → 09/2016
    Unemployed
    Los Angeles, CA
  • 08/2025 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Kevin Clark Fennell

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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