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33 Whitehall Street 11Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-23 |
| FL | RA | APPROVED | 2026-03-24 |
| NJ | RA | APPROVED | 2024-09-05 |
| CA | RA | APPROVED | 2024-09-04 |
| NY | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED | 2024-09-04 |
Branch Locations
33 Whitehall Street 11Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dinosaur Securities | New York | NY | 10/2009 | Present |
| Dcm Advisors Llc | New York | NY | 08/2024 | Present |
DCM Advisors LLC: Investment Related, 33 Whitehall Street, Suite #1102, New York, NY 10004, Investment Advisor, Start Date: 8/9/24 (less than 10 hours a month).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-18 |
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