Curtis S Young

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2021
  Charles Schwab & Co., Inc.
  Arcadia, CA
• 04/2013 → 03/2021
  Charles Schwab Bank
  Arcadia, CA
• 03/2021 → 05/2022
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 05/2022 → Present
  Ubs Financial Services Inc
  Pasadena, CA

Previous Registrations

• 2021-03-15 → 2022-06-01
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 2014-11-18 → 2021-04-06
  Charles Schwab & Co., Inc.
  Rowland Heights, CA
  Arcadia, CA
  Arcadia, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-11-18

Other Names

• Curtis Shun Man Young
• Curtis S Young
• Curtis Young