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Curtis S Young

Ubs Financial Services Inc.

Pasadena, CA

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-25
  • CA RA
    APPROVED
    Since 2022-05-25

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Arcadia CA 07/2013 03/2021
Charles Schwab Bank Arcadia CA 04/2013 03/2021
Rbc Capital Markets, Llc Beverly Hills CA 03/2021 05/2022
Ubs Financial Services Inc Pasadena CA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-18
  • S66 Uniform Combined State Law Examination
    2014-11-18
Other Names
  • Curtis Shun Man Young
  • Curtis S Young
  • Curtis Young

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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