Guy Allen Duane Leman

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial, Llc
  West Des Moines, IA
• 09/2013 → Present
  Compass Financial Services, Llc
  West Des Moines, IA
• 10/2023 → Present
  Lpl Financial, Llc
  West Des Moines, IA

Other Businesses

1. 5/10/2013: LEMAN FAMILY INVESTMENTS, LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY 2. 8/30/2013: COMPASS FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3. 6/5/2019 - Compass Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 06/01/1996 - 40 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Compass Financial Services LLC, an independent investment advisor firm. I started this business activity in 06/1996. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 1/29/2020 - Broker's Clearing House - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2020 - 1 Hour Per Month During Securities Trading. 5. 2/5/2020 - Compass Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/1996 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Compass Financial Services LLC, an independent investment advisor firm. I started this business activity in 06/1996. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/13/2020 - Barrick Family Farms LLP - Not Investment Related - Lake of the Woods, Minnesota - Business Entity For Tax/Investment Purposes Only - Start Date: 03/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Pig farming operation that raises and sells pigs.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-14

Designations

Other Names

• Guy Leman