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Michele Dayle Cleary

Cannell & Spears LLC

New York, NY

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Current Employers
Cannell & Spears Llc

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-19
  • NY RA
    APPROVED
    Since 2021-07-19

Branch Locations

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cannell & Spears Llc New York NY 04/2013 Present
Foreside Fund Services, Llc New York NY 09/2017 Present
  • 04/2013 → Present
    New York, NY
  • 09/2017 → Present
    Foreside Fund Services, Llc
    New York, NY
Other Businesses

1) Cannell & Spears LLC; Investment Related; New York, NY; RIA; Director of Operations and Administration; Start 04/2013; 160hrs per month with 0 during trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-21
  • S63 Uniform Securities Agent State Law Examination
    2018-02-21
Other Names
  • Michele Mostowsky
  • Michele Dayle Cleary
  • Michele Cleary

View on SEC IAPD

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