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535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-19 |
Branch Locations
535 Madison Avenue 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cannell & Spears Llc | New York | NY | 04/2013 | Present |
| Foreside Fund Services, Llc | New York | NY | 09/2017 | Present |
1) Cannell & Spears LLC; Investment Related; New York, NY; RIA; Director of Operations and Administration; Start 04/2013; 160hrs per month with 0 during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-21 |
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