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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NC RA APPROVED 2014-05-23
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NC RA
    APPROVED
    Since 2014-05-23

Branch Locations

712 Bridges Street, Morehead City, NC 28557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2014 Present
Previous Registrations
Other Businesses

1. ATLANTIC PROPERTIES GROUP, LLC; OWNER; CONDUCTED AT BRANCH; NOT INVESTMENT RELATED 2. FIXED INSURANCE SALES; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. ATLANTIC WEALTH MANAGEMENT, LLC; OWNER; OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED. 4. HOME OWNERS ASSOCIATION-BOGUE VILLAGE; TREASURER; NOT CONDUCTED AT BRANCH; NOT INVESTMENT RELATED. 5. Co-Owner of rental property located in Morehead City, NC, as of 01/2023; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
  • S66 Uniform Combined State Law Examination
    2013-08-27

View on SEC IAPD

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