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Robert Andrew Hardin

Osaic Institutions, Inc.

Morehead City, NC

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-02-19
  • NC RA
    APPROVED
    Since 2013-02-19

Branch Locations

137 Hwy 24, Morehead City, NC 28557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bancorp Morehead City NC 03/2012 Present
Infinex Investments, Inc. Morehead City NC 02/2013 Present
  • 03/2012 → Present
    First Bancorp
    Morehead City, NC
  • 02/2013 → Present
    Infinex Investments, Inc.
    Morehead City, NC
Previous Registrations
  • 2012-03-02 → 2013-02-20
    Lpl Financial Llc
    San Diego, CA
    Morehead City, NC
    Belhaven, NC
    Beaufort, NC
    Jacksonville, NC
    Jacksonville, NC
    Kenansville, NC
    Kill Devil Hills, NC
    Rose Hill, NC
    Wallace, NC
    Washington, NC
    Washington, NC
  • 2009-10-23 → 2012-03-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Morehead City, NC
  • 2008-09-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Morehead City, NC
  • 2007-06-21 → 2008-09-30
    Wells Fargo Clearing Services, Llc
    Morehead City, NC
    New Bern, NC
    Raleigh, NC
    New Bern, NC
    Morehead City, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-20
S63 Uniform Securities Agent State Law Examination 2004-03-08
  • S66 Uniform Combined State Law Examination
    2007-06-20
  • S63 Uniform Securities Agent State Law Examination
    2004-03-08
Other Names
  • Robert Andrew Hardin
  • Bob Hardin
  • Bobby Hardin

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

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Gabriel Tiller
James E Dee
Cheryl Henke Mansfield
CLARK NAYLOR CALLAWAY
DALLAS PRESTON GARNER
JOHN CURTIS FLOYD
Browning Scott Sanderson

Other Offices

CREDIT UNION INVESTMENT SERVICES · Morehead City, NC
EDWARD JONES · MOREHEAD CITY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · MOREHEAD CITY, NC
LPL FINANCIAL LLC · MOREHEAD CITY, NC
EDWARD JONES · MOREHEAD CITY, NC
EDWARD JONES · MOREHEAD CITY, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Morehead City, NC
AMERIPRISE FINANCIAL SERVICES, LLC · MOREHEAD CITY, NC

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