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Credit Union Investment Services CRD 144871
$111.0K regulatory AUM 36,300 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 01/2009 | 07/2022 |
| Allegacy Federal Credit Union | Winston Salem | NC | 01/2009 | 07/2022 |
| Secu Brokerage Services | Raleigh | NC | 09/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2022 | Present |
| State Employees' Credit Union | Morehead City | NC | 08/2022 | Present |
| Members Trust Company | Tampa | FL | 10/2024 | Present |
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 8/2022. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 9/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024. Title: Trust Rep.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-19 |
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