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Katherine Ann Gudgel

Gilbert & Cook, Inc.

West Des Moines, IA

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Current Employers
Gilbert & Cook, Inc.

5058 Grand Ridge Drive, West Des Moines, IA 50265 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-12-11
  • IA RA
    APPROVED
    Since 2022-12-11

Branch Locations

5058 Grand Ridge Drive, West Des Moines, IA 50265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 04/2013 07/2022
Princor Financial Des Moines IA 05/2013 07/2022
Gilbert And Cook, Inc. Des Moines IA 11/2022 Present
Unemplyed Des Moines IA 07/2022 11/2022
  • 04/2013 → 07/2022
    Principal Financial Group
    Des Moines, IA
  • 05/2013 → 07/2022
    Princor Financial
    Des Moines, IA
  • 11/2022 → Present
    Gilbert And Cook, Inc.
    Des Moines, IA
  • 07/2022 → 11/2022
    Unemplyed
    Des Moines, IA
Previous Registrations
Other Businesses

Juice Plus Company - franchise owner - non investment related - not during trading hours

Designations
Other Names
  • Kate Stephenitch
  • Katherine Ann Stephenitch
  • Katherine Ann Stephenitch

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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