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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

902 E 2Nd St Ste 216, Winona, MN 55987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2013 Present
Northwestern Mutual Investment Services, Llc Mendota Heights MN 05/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/2013 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2013 → Present
    Mendota Heights, MN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER, OPERATIONAL FARM, 22038 RIDGE VIEW RD, WINONA, , MINNESOTA, 55987, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/6/2015, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OWN A FARM WHICH HAS A LIVESTOCK FEEDLOT, TILLABLE FARMLAND, AND PASTURES. I RENT THE TILLABLE FARMLAND OUT TO MY FATHER IN LAW. I RAISE BEEF CATTLE ON THE FEEDLOT & PASTURES BASED ON A PER HEAD/ PER DAY RATE. THESE DUTIES INCLUDE: FENCING; TRIMMING AND CUTTING PASTURES; CHECKING, WATERING & FEEDING LIVESTOCK; CUTTING/BAILING FEED; MOVING CATTLE BETWEEN PADDOCKS; ETC. 3) BOARD CHAIR, HABITAT FOR HUMANITY SERVING WINONA COUNTY., 126 N BAKER ST, WINONA, , MINNESOTA, 55987, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/20/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS BOARD CHAIR: RUN BOARD MEETINGS, WORK WITH EXECUTIVE TEAM, COORDINATE WITH ORGANIZATION COMMITTEES. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-04
  • S66 Uniform Combined State Law Examination
    2013-06-04

View on SEC IAPD

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