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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
CO RA APPROVED 2025-06-03
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • CO RA
    APPROVED
    Since 2025-06-03

Branch Locations

1710 Jet Stream Dr Ste 205, Colorado Springs, CO 80921 • United States

Colorado Springs, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Colorado Springs CO 07/2017 04/2019
Jp Morgan Chase Bank Colorado Springs CO 04/2017 04/2019
Ross Store Colorado Springs CO 12/2016 04/2017
Unemployed Grand Blanc MI 08/2016 12/2016
Wells Fargo Clearing Services, Llc Pueblo CO 03/2020 04/2021
Wells Fargo Bank, Na Pueblo CO 08/2013 03/2020
Vectra Bank Colorado Springs CO 03/2019 03/2020
Thrivent Financial Appleton WI 05/2021 05/2021
Stifel Nicolaus & Co Inc Colorado Springs CO 10/2021 05/2025
Unemployed Colorado Springs CO 05/2021 10/2021
Ameriprise Financial Services, Llc Colorado Springs CO 06/2025 Present
  • 07/2017 → 04/2019
    Jp Morgan Securities Llc
    Colorado Springs, CO
  • 04/2017 → 04/2019
    Jp Morgan Chase Bank
    Colorado Springs, CO
  • 12/2016 → 04/2017
    Ross Store
    Colorado Springs, CO
  • 08/2016 → 12/2016
    Unemployed
    Grand Blanc, MI
  • 03/2020 → 04/2021
    Pueblo, CO
  • 08/2013 → 03/2020
    Wells Fargo Bank, Na
    Pueblo, CO
  • 03/2019 → 03/2020
    Vectra Bank
    Colorado Springs, CO
  • 05/2021 → 05/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → 05/2025
    Stifel Nicolaus & Co Inc
    Colorado Springs, CO
  • 05/2021 → 10/2021
    Unemployed
    Colorado Springs, CO
  • 06/2025 → Present
    Colorado Springs, CO
Previous Registrations
Other Businesses

Board of Directors; Face it Together; Board Member; 5020 S Tennis Lane, #4, , Sioux Falls, SD, 57108; Not Investment-Related; 06/04/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-01
  • S66 Uniform Combined State Law Examination
    2020-07-01
Other Names
  • Ryan Joseph Holzwarth

View on SEC IAPD

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