Best Investors
Account
Sign in
Best Investors
Account
Sign in
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial | Winona | MN | 01/2015 | Present |
| Osaic Wealth, Inc. | Winona | MN | 01/2015 | Present |
1)INSURANCE POSITION: Insurance Agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/08/2015 ADDRESS: 102 Walnut Street, Ste 201, Winona MN 55987, United States DESCRIPTION: Walking through the applications with the clients and walking through the policy offers. 2)FOCUS FINANCIAL POSITION: Financial Advisor NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/08/2015 ADDRESS: 102 Walnut Street, Ste 201, Winona MN 55987, United States DESCRIPTION: financial planning activities, portfolio analysis, investments, retirement planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-12 |
Reach out to this advisor