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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-05
  • NC RA
    APPROVED
    Since 2013-07-05

Branch Locations

801 Hillsborough St., Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 12/2007 Present
Secu Brokerage Services Raleigh NC 04/2013 Present
Credit Union Investment Services Raleigh NC 07/2013 Present
Members Trust Company Tampa FL 08/2014 Present
Secu Life Insurance Company Raleigh NC 10/2014 Present
  • 12/2007 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 04/2013 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 07/2013 → Present
    Raleigh, NC
  • 08/2014 → Present
    Members Trust Company
    Tampa, FL
  • 10/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE: 12/2007. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: AUGUST, 2014. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. 1339 Flat Springs Rd., Elk Park, NC 28622. Rental property, investment related. Start date: 8/2022. Title: owner. Duties: none.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-18
  • S63 Uniform Securities Agent State Law Examination
    2013-06-18
Designations
Other Names
  • Kimberly Dawn Pittman
  • Kimberly Pittman Pietrolungo

View on SEC IAPD

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