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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-31 |
Branch Locations
25 Calhoun Street Suite 200, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Life Insurance Co | Mount Pleasant | SC | 05/2013 | 07/2025 |
| Mml Investors Services, Llc | Mount Pleasant | SC | 06/2013 | 07/2025 |
| Rw Baird | Charleston | SC | 07/2025 | Present |
1)NAME: THOMAS MACKALL SMYTHE INV REL: Y ADD: 40 CALHOUN ST, SUITE 310 CHARLESTON SC 29401 NATURE: NONMMLIA - INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES, AGENT START DATE: 6/2013 NO HRS/MO: 20. NO HRS/MO TRADING TIME: 10. 2)NAME: THOMAS MACKALL SMYTHE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONMMLIA - STRUCTURED SETTLEMENTS POSITION: SALES, AGENT START DATE: 5/2018 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. 3)NAME: THOMAS MACKALL SMYTHE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES, AGENT START DATE: 6/2013 NO HRS/MO: 5. NO HRS/MO TRADING TIME: 5. 4)NAME: THOMAS MACKALL SMYTHE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER - I WILL BE RECEIVING COMMISSIONS FOR ANY PROPERTY/CASUALTY BUSINESS I DO WITH PROPERTY/CASUALTY PROPERTIES. POSITION: SALES, AGENT START DATE: 1/2016 NO HRS/MO: 15. NO HRS/MO TRADING TIME: 5. 5)NAME: THOMAS SMYTHE REAL ESTATE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: REAL ESTATE POSITION: SALES START DATE: 10/25/2018 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 0. 6)NAME: THOMAS M. SMYTHE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONPROFIT POSITION: TREASURER START DATE: 09/01/2022 No. HR/MO: 4 No. HR/MO DURING SEC TRADING: 4. 7) NAME: KSTS PROPERTIES, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: REALTOR/REAL ESTATE POSITION: MEMBER START DATE: 9/13/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 1 DUTIES: ORGANIZING REAL ESTATE ACTIVITY, BUYING/SELLING/CONSTRUCTION/RENTING 8) NAME: 3 SUMMER DUNES, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: REALTOR/REAL ESTATE POSITION: MEMBER START DATE: 9/13/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 1 DUTIES: ORGANIZING REAL ESTATE ACTIVITY, BUYING/SELLING/CONSTRUCTION/RENTING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-05 |
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