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Frederick Andre Coleman

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-10-11
  • WI RA
    APPROVED
    Since 2022-10-11

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 06/2015 09/2022
Annex Wealth Management Elm Grove WI 09/2022 Present
  • 06/2015 → 09/2022
    Robert W. Baird & Co.
    Milwaukee, WI
  • 09/2022 → Present
    Annex Wealth Management
    Elm Grove, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-06
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S65 Uniform Investment Adviser Law Examination
    2018-09-06
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
Designations
Other Names
  • Frederick Andre Coleman
  • Frederick Andre Coleman
  • Frederick Andre Coleman
  • Frederick Andre Coleman-Holt

View on SEC IAPD

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Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

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