Andrea H Serougi

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-16
CO	RA	APPROVED	2025-05-06

Branch Locations

Westminster, CO • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	Denver	CO	04/2013	11/2016
Wells Fargo Clearing Services, Llc	Denver	CO	11/2016	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boulder	CO	04/2025	Present
Unemployed - Travel	Broomfield	CO	07/2024	04/2025

04/2013 → 11/2016

Wells Fargo Advisors Llc

Denver, CO
11/2016 → 07/2024

Wells Fargo Clearing Services, Llc

Denver, CO
04/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO
07/2024 → 04/2025

Unemployed - Travel

Broomfield, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-31
S63	Uniform Securities Agent State Law Examination	2013-06-12

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