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Andrea H Serougi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO

Westminster, CO

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-16
CO RA APPROVED 2025-05-06
  • TX RA
    APPROVED
    Since 2025-06-16
  • CO RA
    APPROVED
    Since 2025-05-06

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Westminster, CO • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 04/2013 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 04/2025 Present
Unemployed - Travel Broomfield CO 07/2024 04/2025
Previous Registrations
  • 2014-11-14 → 2024-07-16
    Wells Fargo Clearing Services, Llc
    Boulder, CO
    Denver, CO
    Boulder, CO
    Denver, CO
    St. Louis, MO
    Broomfield, CO
    Boulder, CO
    Lakewood, CO
    Lakewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-31
S63 Uniform Securities Agent State Law Examination 2013-06-12
  • S66 Uniform Combined State Law Examination
    2022-03-31
  • S63 Uniform Securities Agent State Law Examination
    2013-06-12
Other Names
  • Andrea Serougi
  • Andrea Henriette Serougi

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · BOULDER, CO
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