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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

1700 N Valley Mills Dr, Waco, TX 76710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Waco TX 04/2013 09/2021
Southwestern Investment Group Frisco TX 04/2016 11/2018
Woodbury Financial Services Inc Center TX 09/2021 05/2023
Kestra Advisory Services Llc Center TX 04/2023 09/2025
Kestra Investment Services Llc Center TX 04/2023 09/2025
Raymond James Financial Services, Inc. Waco TX 05/2026 Present
Raymond James Financial Services Advisors, Inc. Waco TX 05/2026 Present
Extraco Banks Waco TX 09/2025 05/2026
  • 04/2013 → 09/2021
    Raymond James Financial Services, Inc.
    Waco, TX
  • 04/2016 → 11/2018
    Southwestern Investment Group
    Frisco, TX
  • 09/2021 → 05/2023
    Woodbury Financial Services Inc
    Center, TX
  • 04/2023 → 09/2025
    Center, TX
  • 04/2023 → 09/2025
    Kestra Investment Services Llc
    Center, TX
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    Waco, TX
  • 05/2026 → Present
    Waco, TX
  • 09/2025 → 05/2026
    Extraco Banks
    Waco, TX
Previous Registrations
Other Businesses

(1) Name of Business: Extraco Banks Address: 1700 N Valley Mills Dr, Waco, TX, 76710-2570, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Services, opening/closing accounts, obtaining any legal documents, request withdrawals, assist Trust officers with daily duties and requests (2) Name of Business: Extraco Wealth & Trust Address: 1700 N Valley Mills Dr, Waco, TX, 76710-2570, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Opening accounts, filing paperwork, obtaining legal docs, customer service, request withdrawals and deposits

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-07
  • S66 Uniform Combined State Law Examination
    2020-08-07
Other Names
  • Kimberly Nichole Hammes
  • Kimberly Nichole Ruszler

View on SEC IAPD

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