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Matthew Warren Mulcock

Dentist Advisors

Salt Lake City, UT

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Current Employers
Dentist Advisors

6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-20
UT RA APPROVED 2018-09-04
  • TX RA
    APPROVED
    Since 2019-05-20
  • UT RA
    APPROVED
    Since 2018-09-04

Branch Locations

6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 04/2013 02/2018
Dentist Advisors South Jordan UT 04/2018 Present
  • 04/2013 → 02/2018
    Fidelity Investments
    Salt Lake City, UT
  • 04/2018 → Present
    Dentist Advisors
    South Jordan, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-25
S63 Uniform Securities Agent State Law Examination 2013-07-08
  • S66 Uniform Combined State Law Examination
    2015-01-25
  • S63 Uniform Securities Agent State Law Examination
    2013-07-08
Designations

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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