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Herman Friedrich Schroeder

Schroeder Capital Management, LLC

Brooklyn, NY

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Current Employers
Schroeder Capital Management, Llc

398 Henry Street, Brooklyn, NY 11201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-31
  • NY RA
    APPROVED
    Since 2025-10-31

Branch Locations

398 Henry Street, Brooklyn, NY 11201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 07/2014 12/2016
Schroeder Capital Investments Lp New York NY 01/2017 Present
Schroeder Capital Management, Llc Brooklyn NY 11/2025 Present
  • 07/2014 → 12/2016
    Ubs Securities Llc
    New York, NY
  • 01/2017 → Present
    Schroeder Capital Investments Lp
    New York, NY
  • 11/2025 → Present
    Schroeder Capital Management, Llc
    Brooklyn, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11
Designations
Other Names
  • Herman Schroeder

View on SEC IAPD

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