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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-21 |
| CA | RA | APPROVED | 2016-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Pasadena | CA | 03/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Pasadena | CA | 07/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-07 |
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