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Denise Mollie Roberts

Morgan Stanley

Boulder, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-06
TX RA APPROVED 2025-06-06
  • CO RA
    APPROVED
    Since 2025-06-06
  • TX RA
    APPROVED
    Since 2025-06-06

Branch Locations

1800 Broadway Suite 120, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Aspen CO 02/2006 05/2025
Morgan Stanley Boulder CO 05/2025 Present
  • 02/2006 → 05/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Aspen, CO
  • 05/2025 → Present
    Morgan Stanley
    Boulder, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-07
  • S66 Uniform Combined State Law Examination
    2009-05-07
Other Names
  • Denise Mollie Maxson

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO
J.P. MORGAN SECURITIES LLC · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · Boulder, CO
WELLS FARGO CLEARING SERVICES, LLC · BOULDER, CO

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