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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-15 |
| TX | RA | APPROVED | 2021-12-15 |
Branch Locations
10620 Treena St #230, San Diego, CA 92131 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
10620 Treena St #230, San Diego, CA 92131 • United States
Chula Vista, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 05/2013 | 10/2017 |
| Capital Resource Management, Inc. | Escondido | AZ | 06/2013 | 10/2017 |
| Securities America, Inc. | Escondido | CA | 10/2017 | 12/2021 |
| Securities America Advisors | Escondido | CA | 10/2017 | 12/2021 |
| Lpl Financial, Llc | San Diego | CA | 12/2021 | Present |
1) 12/2017 - DBA for LPL Business (entity for LPL business) / Capital Resource Management / Investment Related / San Diego, CA 92131 2) 01/2010 - Real Estate Rental / Kurt Spackman and Annalee Spackman / Investment Related / 0% / 2509 Owens Landing Trail NW Kisinsaw, GA 30152 & 3581 65th St #8 Saugatuch, Michgan 49453
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-29 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-22 |
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