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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-04-15 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2003 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 10/2003 | 02/2026 |
1. Name: KeepingUp Productions, LLC. Investment-Related: No. Address: Home Residence. Nature: Photography and video editing company Position/Title: Managing Member Start: 2010 Hours/Month: 1 Hours during Market Hours: 0 Duties: photography and video editing 2. Name: Unrealized Gains, LLC. Investment-Related: No. Address: private residence Nature: real estate purchases and rentals Position/Title: owner Start: 10/20/2020 Hours/Month: 8 Hours during Market Hours: 0 Duties: manage real estate purchases/rentals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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