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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
FL RA APPROVED 2024-10-14
NY RA APPROVED 2024-10-11
  • TX RA
    APPROVED
    Since 2024-11-12
  • FL RA
    APPROVED
    Since 2024-10-14
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Flushing NY 03/2014 01/2019
Jpmorgan Chase Bank, N.A. Flushing NY 10/2012 01/2019
Hsbc Bank Usa, N.A. New York NY 01/2019 07/2020
Hsbc Securities (Usa) Inc. New York NY 02/2019 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 08/2021 10/2021
Unemployed Glen Head NY 08/2020 08/2021
Citigroup Global Markets Inc. Jericho NY 06/2022 12/2022
Bank Of America New Hyde Park NY 08/2021 05/2022
J.P. Morgan Securities Llc New York NY 10/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2024 Present
Citigroup/Citibank Jericho NY 06/2022 12/2022
Unemployed New York NY 01/2023 09/2024
  • 03/2014 → 01/2019
    Flushing, NY
  • 10/2012 → 01/2019
    Jpmorgan Chase Bank, N.A.
    Flushing, NY
  • 01/2019 → 07/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 02/2019 → 08/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 08/2021 → 10/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Great Neck, NY
  • 08/2020 → 08/2021
    Unemployed
    Glen Head, NY
  • 06/2022 → 12/2022
    Citigroup Global Markets Inc.
    Jericho, NY
  • 08/2021 → 05/2022
    Bank Of America
    New Hyde Park, NY
  • 10/2024 → Present
    New York, NY
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2022 → 12/2022
    Citigroup/Citibank
    Jericho, NY
  • 01/2023 → 09/2024
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-09
S63 Uniform Securities Agent State Law Examination 2014-06-23
  • S65 Uniform Investment Adviser Law Examination
    2023-03-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-23
Other Names
  • Hongling Sun
  • Kathy Sun
  • Hongling S Goslin
  • Hongling Goslin
  • Hongling Sun Goslin

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